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Introduction
Perhaps the biggest controversy
of the 1990s in the U.S. alcohol treatment field concerned Moderation Management
(MM), the only mutual-help organization to offer its members the goal of
achieving moderate drinking. MM's supporters argued that the option of this goal
would attract problem drinkers who were not dependent on alcohol and not
interested in abstinence-only organizations such as Alcoholics Anonymous (AA)
and professionally operated 12-step treatment programs (1). In contrast,
prominent figures in the treatment and research communities denounced MM as a
"dangerous temptation to alcoholics" that was "built on the illusion" that
alcoholics could return to controlled drinking (2). This debate only became more
intense and bitter after MM's founder, Audrey Kishline, left MM, joined AA, and
several months later caused the deaths of two people in a horrific car accident
while severely intoxicated (2).
This column addresses the central debates about MM by summarizing the findings
of a recently completed study of the organization, described in detail elsewhere
(3), and other relevant research.
Fundamental argument over MM
MM's primary text, Moderate Drinking (1), and AA's Big Book (4) actually agree
on several important points. Both books make explicit distinctions between
problem drinkers who are able to return to controlled drinking and alcoholics.
Both texts also concur that failure at the goal of moderate drinking indicates
that a drinking problem is serious and is best addressed by abstinence. These
shared assumptions have been supported in prospective studies showing that,
broadly speaking, when problem drinkers recover, abstinence is more common among
those who are highly dependent on alcohol, are male, are older, and are socially
and economically unstable, whereas moderate drinking is more common among
problem drinkers who do not belong to these sociodemographic groups—for example,
young women with low levels of dependence (5,6,7).
MM's proponents differ from advocates of abstinence-only approaches in their
views on who can be trusted to judge the difference between a moderation-bound
problem drinker and an alcoholic rather than in their views on whether such a
distinction exists. A large proportion of the 12-step treatment community in the
United States has incorporated the psychodynamic concept of denial into its
theory of alcoholism; AA's texts describe alcoholics as having a grandiose
penchant for overestimating their ability to control drinking (4). Thus many
12-step advocates fear that despite MM's intention to serve only nondependent
problem drinkers, the organization's members are in fact alcoholics who are
deceiving themselves into thinking that they can drink moderately.
Severity of MM members' alcohol problems
Our project team found that MM members scored a full standard deviation below AA
members on standardized measures of alcohol dependence symptoms, alcohol-related
problems, and frequency of drinking prior to their joining their respective
organizations (3). In addition to having far fewer signs of physical dependence,
members of MM were more likely to be female (49 percent), younger than 35 years
(24 percent), and currently employed (81 percent) than were members of
abstinence-oriented self-help organizations. Thus MM members as a group
demonstrated encouraging average scores on every clinical and demographic
variable that has been shown to predict success at attaining controlled
drinking.
However, some notable exceptions to this general finding deserve comment. About
15 percent of MM members had experienced three or more of the following symptoms
at least once in the six months before joining MM: shaking when not intoxicated,
delirium tremens, blackouts, convulsions or fits after drinking, and cravings
for alcohol upon waking (3). The vast majority of these persons also reported
that drinking had caused problems with their job, health, and family situation.
This subgroup of MM members would almost certainly meet formal diagnostic
criteria for alcohol dependence.
Alcohol-dependent MM members
Is MM dangerous for its alcohol-dependent members? This question might be
answered by citing MM's official policy of allowing individual members to choose
either moderation or abstinence. Our research showed that this is not an
adequate response, because only 3 percent of MM members chose abstinence as
their drinking goal (3).
Engaging alcohol-dependent persons in controlled drinking interventions has long
been highly controversial in the United States, even though epidemiologic
research shows that in the general population many alcohol-dependent persons
later become moderate drinkers (8). Population studies cannot eliminate concern
about the risks of controlled-drinking goals, because moderate-drinking outcomes
in help-seeking alcohol-dependent samples are both less common and less stable
over time than abstinence outcomes (9). Furthermore, the finding that persons
who meet formal diagnostic criteria sometimes become moderate drinkers does not
necessarily call into question AA's experience that alcoholics cannot engage in
controlled drinking, because AA's concept of alcoholism is defined more strictly
than is the medical concept of alcohol dependence. For example, many young men
meet formal diagnostic criteria for alcohol dependence or abuse at some time
during their college years and then become lifetime moderate drinkers after
graduation. AA would not consider such individuals alcoholics.
MM would be dangerous if it discouraged severely dependent persons from seeking
help or uncritically endorsed moderation for everyone. We found that more than
three-quarters of MM members (77 percent) had never participated in a
professional alcohol treatment program, and MM members we interviewed usually
expressed negative feelings about their contacts with AA (3). Therefore, in the
absence of MM, most of the organization's members would probably not be seeking
help from abstinence-oriented interventions.
Furthermore, alcohol-dependent persons may change their drinking goals after
they have become engaged in a supportive setting, even if they were originally
attracted by the possibility of moderate drinking. For example, Hodgins and
colleagues (10) found that a significant number of alcoholic patients who
entered treatment with a goal of moderation moved to a goal of abstinence after
a few weeks of intervention and that these patients tended to have positive
outcomes. By providing an entry route into assistance for alcohol-dependent
individuals who currently refuse to cross the threshold of an abstinence-only
program, MM may be facilitating recovery even for people who will ultimately
move on to seek abstinence at a later time or in a different setting.
The vast majority of MM members have low-severity alcohol problems, high social
stability, and little interest in abstinence-oriented interventions. They would
probably be willing to attempt only a program that offered moderate drinking as
a goal, and they have the characteristics of individuals who succeed at such a
goal. Tragedies such as the deaths in the car accident involving Audrey Kishline
can occur when alcoholics fail to abstain, but they can also occur when
nondependent problem drinkers are denied assistance because they have not
deteriorated enough to become committed to a goal of abstinence.
Of course, these potential benefits of MM must be viewed in light of the
probability that some individuals who participate in MM will fail to attain
moderate drinking. Many MM members themselves are concerned about this issue,
and, in my opinion, in the coming years the organization will have to develop a
stronger set of norms and procedures for recognizing and advising participants
whose problems are too severe for MM to address.
That said, it would be unrealistic to assume that all individuals who begin
participating in MM—or, for that matter, any alcohol-related intervention—are
appropriate for this intervention and will benefit from it. The fact that MM may
be inappropriate as a long-term solution for a minority of its participants does
not necessarily cast doubt on the organization's potential value to its other
members. The question of whether MM is beneficial or detrimental to public
health therefore becomes one of values more than of empirical data per se, and
it echoes the question that society has often asked about alcohol: Should
something be denied to those who may benefit from it so that it cannot be
obtained by others who may be harmed and do harm? This is a matter about which
reasonable people of good will may disagree, and in fact have. But given the
demonstrated realities that there are many more nondependent drinkers than
alcoholics, that nondependent drinkers underutilize existing interventions (1),
and that alcoholics were attempting controlled drinking long before MM existed
(4), the inclusion of MM in the array of options for people attempting to
resolve drinking problems seems on balance a benefit to public health.
References
1. Kishline A: Moderate
Drinking: The Moderation Management Guide for People Who Want to Reduce Their
Drinking. New York, Crown, 1994
2. Archive of editorials on the Moderation Management controversy. Available at
http://doctordeluca.com/documents/primarydocuments.htm
3. Humphreys K, Klaw E: Can targeting non-dependent problem drinkers and
providing Internet-based services expand access to assistance for alcohol
problems? A study of the Moderation Management self-help/mutual aid
organization. Journal of Studies on Alcohol 62:528-532, 2001[Medline]
4. Alcoholics Anonymous: The Story of How Many Thousands of Men and Women Have
Recovered From Alcoholism, 3rd ed. New York, AA World Services, 1978
5. Humphreys K, Moos RH, Finney JW: Two pathways out of drinking problems
without professional treatment. Addictive Behaviors 20:427-441,
1995[CrossRef][Medline]
6. Vaillant GE: The Natural History of Alcoholism Revisited. Cambridge, Mass,
Harvard University Press, 1995
7. Rosenberg H: Prediction of controlled drinking by alcoholics and problem
drinkers. Psychological Bulletin 113:129-139, 1993[CrossRef][Medline]
8. Dawson D: Correlates of past-year status among treated and untreated persons
with former alcohol dependence: United States, 1992. Alcoholism: Clinical and
Experimental Research 20:771-779, 1996[Medline]
9. Miller WR, Leckman AL, Delaney HD, et al: Long-term follow-up of behavioral
self-control training. Journal of Studies on Alcohol 53:249-261, 1992[Medline]
10. Hodgins DC, Leigh G, Milne R, et al: Drinking goal selection in behavioral
self-management treatment of chronic alcoholics. Addictive Behaviors 22:247-255,
1997[CrossRef][Medline]
Footnotes
Dr. Humphreys is affiliated with the Veterans Affairs Health Care System and
Stanford University School of Medicine in Palo Alto, California. Send
correspondence to him at the Center for Health Care Evaluation, VA Palo Alto
Health Care System (152-MPD), 795 Willow Road (152), Menlo Park, California
94025 (e-mail, knh@stanford.edu). Sally L. Satel, M.D., is editor of this
column.
Acknowledgments
Preparation of this column was supported by grants AA-11700-01 and AA-13315-01
from the National Institute on Alcohol Abuse and Alcoholism and by the Veterans
Affairs Mental Health Strategic Healthcare Group. The author thanks Elena Klaw,
Ph.D., Ernest Kurtz, Ph.D., Fred Rotgers, Psy.D., and William White, M.A., for
their helpful comments.
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